Monitoring visits and how to manage them


This informative webinar took place in June 2014, to view it - register for £45 + VAT

Monitoring of IPs has been around for 20 years or so. Whilst IPs have become accustomed to receiving these visits, it can still be a stressful time. This webinar will take a look at the current approach to monitoring visits of the largest regulators and provide tips on how best to prepare for and then manage a visit, before moving on to consider actions to be taken.

Topics to be covered include:

Principles for monitoring IPs

Frequency of monitoring visits

Different types of visit

Scope of visits

Differences between monitoring and disciplinary action arising out of complaints

Complaints made by monitors about issues found during visits

Approaches to monitoring by the principal regulators

Preparing for a visit

Managing the monitor during the visit

Responding to issues raised

Actions to be taken immediately post visit

Speaker: Gareth Limb, Compliance On Call

How to register:

Email  with your details or download the brochure and send it to R3.

Webinar details:

Duration: 1 hour
Cost: £45 + VAT
Terms and Conditions: The webinar fee of £45 + VAT is based on one delegate viewing. In the event that the number changes, R3 should be notified and additional payment will be required.